SFC Licences of WANG Xinxin 王欣欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Basis Asset Management Limited 格致資產管理有限公司 | RO | 9 | 14 July 2023 | |
| Basis Asset Management Limited 格致資產管理有限公司 | RO | 4 | 14 July 2023 | |
| Basis Asset Management Limited 格致資產管理有限公司 | RE | 9 | 05 March 2021 | 14 July 2023 |
| AEM Asset Management Limited 明德企業資產管理有限公司 | RE | 9 | 20 July 2020 | 25 February 2021 |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 | RE | 4 | 27 June 2017 | 15 July 2020 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 27 June 2017 | 15 July 2020 |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 | RE | 9 | 17 December 2015 | 15 July 2020 |