SFC Licences of DUMOULIN-SMITH Julien Patrick
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 18 August 2023 | 22 August 2023 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 22 June 2018 | 25 June 2018 |
| UBS Securities Asia Limited | RE | 4 | 25 November 2015 | 28 November 2015 |