SFC Licences of ZHANG Xiaonan 張小楠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ICBC International Fund Management Limited 工銀國際基金管理有限公司 | RE | 9 | 08 November 2017 | 16 July 2019 |
ICBC International Fund Management Limited 工銀國際基金管理有限公司 | RE | 4 | 08 November 2017 | 16 July 2019 |
ICBC International Fund Management Limited 工銀國際基金管理有限公司 | RE | 1 | 08 November 2017 | 16 July 2019 |
ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 10 August 2017 | 01 November 2017 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 24 November 2015 | 01 November 2017 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 24 November 2015 | 01 November 2017 |