SFC Licences of LAU Pan 劉斌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Atta Securities Limited 紅蟻證券有限公司 | RO | 1 | 05 July 2019 | |
| Atta Securities Limited 紅蟻證券有限公司 | RE | 1 | 19 June 2019 | 05 July 2019 |
| Huarong International Securities Limited 華融國際證券有限公司 | RO | 1 | 10 August 2018 | 14 December 2018 |
| Huarong International Asset Management Limited 華融國際資產管理有限公司 | RE | 9 | 12 February 2016 | 16 March 2018 |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 23 November 2015 | 10 August 2018 |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 6 | 23 November 2015 | 12 February 2016 |