SFC Licences of XIAO Qian 肖倩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 21 July 2017 | 10 October 2022 |
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 1 | 21 July 2017 | 10 October 2022 |
orientiert XYZ Securities Limited | RE | 4 | 25 November 2016 | 10 July 2017 |