SFC Licences of SPROULES Brendan Allan

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 20 March 2024 23 March 2024
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 24 July 2023 26 July 2023
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 18 November 2019 21 November 2019
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 28 March 2019 06 April 2019
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 19 November 2018 24 November 2018
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 21 May 2018 26 May 2018
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 09 November 2017 18 November 2017
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 26 August 2016 03 September 2016
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 26 November 2015 06 December 2015