SFC Licences of CHOW Ka Yan, Karen 鄒嘉恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Grand View Asset Management Limited 宏滙資產管理有限公司 | RE | 9 | 08 October 2018 | 18 January 2023 |
Grand View Asset Management Limited 宏滙資產管理有限公司 | RE | 4 | 08 October 2018 | 18 January 2023 |
Grand View Securities Limited 宏滙證券有限公司 | RE | 1 | 08 October 2018 | 18 January 2023 |
Pulun International Capital Limited 普倫國際融資有限公司 | RE | 6 | 04 January 2016 | 15 June 2018 |