SFC Licences of CHIU Man Sum 趙文深
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 17 June 2021 | 30 December 2022 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 17 June 2021 | 30 December 2022 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 4 | 17 June 2021 | 30 December 2022 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 17 June 2021 | 30 December 2022 |
Fortune Financial Capital Limited 富強金融資本有限公司 | RE | 6 | 01 September 2017 | 28 May 2021 |
Fortune (HK) Securities Limited 富強證券有限公司 | RE | 1 | 01 September 2017 | 28 May 2021 |
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 6 | 07 December 2015 | 06 August 2017 |
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 4 | 07 December 2015 | 06 August 2017 |
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 1 | 07 December 2015 | 06 August 2017 |