SFC Licences of XIAO Yi 肖伊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ACU Securities Limited | RE | 4 | 14 May 2018 | 01 September 2018 |
ACU Securities Limited | RE | 1 | 14 May 2018 | 01 September 2018 |
Zinvest Global Limited 尊嘉證券國際有限公司 | RE | 4 | 08 December 2017 | 20 March 2018 |
Zinvest Global Limited 尊嘉證券國際有限公司 | RE | 1 | 08 December 2017 | 20 March 2018 |
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 10 March 2016 | 14 April 2016 |
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 4 | 10 March 2016 | 14 April 2016 |
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 10 March 2016 | 14 April 2016 |