SFC Licences of CHAN Natalie Tsz Wa 陳紫華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 01 February 2018 | 22 February 2022 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 22 February 2022 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 06 January 2016 | 02 October 2017 |