SFC Licences of OOI Soon Yi Brian 黃順豫

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Oriental Patron Asia Limited 東英亞洲有限公司 RE 6 01 April 2019 31 March 2023
Oriental Patron Asia Limited 東英亞洲有限公司 RE 1 01 April 2019 31 March 2023
Shanxi Securities International Capital Limited 山證國際融資有限公司 RE 6 27 March 2017 16 January 2019
Shanxi Securities International Limited 山證國際證券有限公司 RE 1 27 March 2017 16 January 2019
Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 RE 6 21 December 2015 31 December 2016
Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 RE 1 21 December 2015 31 December 2016