SFC Licences of AU YONG Haw Rer 歐陽浩日
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Stifel Hong Kong Limited | RE | 1 | 03 May 2019 | 06 April 2021 |
| GCM Investments Hong Kong Limited | RE | 4 | 18 January 2016 | 04 April 2019 |
| GCM Investments Hong Kong Limited | RE | 1 | 18 January 2016 | 04 April 2019 |