SFC Licences of CHAN Hiu Lung 陳曉龍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Up Way Securities Limited 金榮証券有限公司 | RO | 4 | 18 January 2021 | 13 March 2023 |
Up Way Securities Limited 金榮証券有限公司 | RO | 1 | 18 January 2021 | 13 March 2023 |
Hoi Yick International Securities Limited 開億國際證券有限公司 | RO | 4 | 04 September 2019 | 20 October 2020 |
Hoi Yick International Securities Limited 開億國際證券有限公司 | RO | 1 | 04 September 2019 | 20 October 2020 |
Seazen Resources Securities Limited 新城晉峰證券有限公司 | RE | 1 | 29 December 2017 | 01 September 2019 |
Seazen Resources Futures Limited 新城晉峰期貨有限公司 | RE | 2 | 29 December 2017 | 01 September 2019 |
CLC Futures Limited 創僑期貨有限公司 | RE | 2 | 18 April 2017 | 18 December 2017 |
CLC Securities Limited 創僑證券有限公司 | RE | 1 | 18 April 2017 | 18 December 2017 |
I-Access Investors Limited 一通投資者有限公司 | RE | 2 | 11 February 2016 | 31 March 2017 |
I-Access Investors Limited 一通投資者有限公司 | RE | 1 | 11 February 2016 | 31 March 2017 |