SFC Licences of LOK Pui Yee 陸佩頤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 03 October 2017 | 31 July 2021 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 31 July 2021 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 28 January 2016 | 02 October 2017 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 28 January 2016 | 02 October 2017 |