SFC Licences of LIU Yiping 劉一平
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 27 December 2017 | 21 September 2019 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 1 | 09 February 2017 | 08 November 2017 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 04 March 2016 | 25 November 2016 |