SFC Licences of YUNG Ka Sing, Kathryn 榮嘉信
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Allspring Global Investments (Hong Kong) Limited | RO | 4 | 21 December 2022 | 31 December 2022 |
| Allspring Global Investments (Hong Kong) Limited | RO | 1 | 21 December 2022 | 31 December 2022 |
| Wells Fargo Securities Asia Limited | RO | 9 | 31 March 2020 | 31 March 2022 |
| Wells Fargo Securities Asia Limited | RO | 4 | 31 March 2020 | 31 March 2022 |
| Wells Fargo Securities Asia Limited | RO | 1 | 31 March 2020 | 31 March 2022 |
| Wells Fargo Securities Asia Limited | RE | 4 | 14 March 2016 | 31 March 2020 |
| Wells Fargo Securities Asia Limited | RE | 9 | 14 March 2016 | 31 March 2020 |
| Wells Fargo Securities Asia Limited | RE | 1 | 14 March 2016 | 31 March 2020 |