SFC Licences of LAI Kwok Kei 黎國基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Pando Finance Limited 潘渡有限公司 | RO | 4 | 18 October 2023 | |
| Pando Finance Limited 潘渡有限公司 | RO | 1 | 18 October 2023 | |
| Pando Finance Limited 潘渡有限公司 | RE | 4 | 05 September 2023 | 18 October 2023 |
| Pando Finance Limited 潘渡有限公司 | RE | 1 | 05 September 2023 | 18 October 2023 |
| Pando Finance Limited 潘渡有限公司 | RE | 9 | 05 September 2023 | |
| Upmax Securities Limited 晉億證券有限公司 | RE | 9 | 03 September 2021 | 31 July 2023 |
| Upmax Securities Limited 晉億證券有限公司 | RO | 1 | 12 May 2020 | 31 July 2023 |
| Upmax Securities Limited 晉億證券有限公司 | RE | 1 | 18 September 2019 | 12 May 2020 |
| M Securities Limited 雙龍證券有限公司 | RE | 1 | 01 April 2016 | 31 August 2019 |