SFC Licences of WIND Harry

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 RE 9 01 April 2016
UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 RE 4 01 April 2016
UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 RE 1 01 April 2016