SFC Licences of TOH Shaowei
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 04 March 2019 | 07 March 2019 |
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 04 March 2019 | 07 March 2019 |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 05 June 2018 | 08 June 2018 |
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 05 June 2018 | 08 June 2018 |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 21 December 2017 | 27 December 2017 |
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 21 December 2017 | 27 December 2017 |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 26 February 2016 | 04 March 2016 |
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 26 February 2016 | 04 March 2016 |