SFC Licences of DU Wenzhuo 杜文卓
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Kadensa Capital Limited | RE | 9 | 15 November 2021 | |
| UBS Securities Asia Limited | RE | 4 | 27 January 2017 | 24 September 2021 |