SFC Licences of FUKUSHIMA Hiroyuki
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RO | 5 | 07 November 2017 | 03 June 2019 |
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RO | 2 | 07 November 2017 | 03 June 2019 |
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RO | 1 | 22 June 2016 | 03 June 2019 |
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RO | 4 | 22 June 2016 | 03 June 2019 |
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 1 | 01 April 2016 | 22 June 2016 |
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 4 | 01 April 2016 | 22 June 2016 |