SFC Licences of LIU Tak Ho 劉德豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 1 | 29 June 2018 | 16 September 2018 |
Chief Commodities Limited 致富期貨商品有限公司 | RE | 2 | 01 December 2017 | 26 May 2018 |
Chief Securities Limited 致富證券有限公司 | RE | 4 | 22 November 2016 | 26 May 2018 |
Chief Securities Limited 致富證券有限公司 | RE | 1 | 06 April 2016 | 26 May 2018 |