SFC Licences of KAEGI Thomas
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 21 March 2024 | 27 March 2024 |
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 21 March 2024 | 27 March 2024 |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 10 November 2023 | 16 November 2023 |
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 10 November 2023 | 16 November 2023 |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 08 April 2016 | 01 February 2017 |
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 08 April 2016 | 01 February 2017 |