SFC Licences of LUO Di 羅迪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 29 November 2019 | 05 December 2019 |
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 29 November 2019 | 05 December 2019 |
| UBS Asset Management (Hong Kong) Limited | RE | 9 | 16 August 2018 | 01 November 2018 |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 16 August 2018 | 01 November 2018 |
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 16 August 2018 | 01 November 2018 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 | RE | 1 | 11 April 2016 | 28 July 2017 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 | RE | 4 | 11 April 2016 | 28 July 2017 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 | RE | 5 | 11 April 2016 | 28 July 2017 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 | RE | 9 | 11 April 2016 | 12 July 2016 |