SFC Licences of ZHANG Ningxin 張宁昕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Confluent Capital Limited 翔盈资本有限公司 | RO | 9 | 24 December 2020 | 23 April 2021 |
| Confluent Capital Limited 翔盈资本有限公司 | RO | 4 | 24 December 2020 | 23 April 2021 |
| Confluent Capital Limited 翔盈资本有限公司 | RE | 9 | 15 October 2020 | 24 December 2020 |
| Confluent Capital Limited 翔盈资本有限公司 | RE | 4 | 15 October 2020 | 24 December 2020 |
| VMS Securities Limited 鼎珮證券有限公司 | RO | 4 | 01 August 2019 | 24 June 2020 |
| VMS Asset Management Limited 鼎珮資產管理有限公司 | RE | 9 | 04 January 2019 | 24 June 2020 |
| VMS Securities Limited 鼎珮證券有限公司 | RE | 4 | 12 April 2016 | 01 August 2019 |
| VMS Securities Limited 鼎珮證券有限公司 | RE | 9 | 12 April 2016 | 20 March 2019 |