SFC Licences of WU Xinyi 吳心怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 17 September 2021 | 13 September 2024 |
CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 17 September 2021 | 13 September 2024 |
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 1 | 01 February 2018 | 20 August 2021 |
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 6 | 24 January 2018 | 20 August 2021 |
Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 | RE | 6 | 29 April 2016 | 11 December 2017 |