SFC Licences of WU Xinyi 吳心怡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Capital Limited 招銀國際融資有限公司
RE 1, 6 17 September 2021
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 1 01 February 2018 20 August 2021
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 6 24 January 2018 20 August 2021
Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司
RE 6 29 April 2016 11 December 2017