SFC Licences of YAM Ching Wai 任正威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huaxin Futures Limited 華信期貨有限公司 | RO | 5 | 01 November 2021 | |
Huaxin Futures Limited 華信期貨有限公司 | RO | 2 | 26 April 2021 | |
Huaxin Futures Limited 華信期貨有限公司 | RE | 2 | 22 January 2021 | 26 April 2021 |
Longrun Financial Group Limited 朗潤金融集團有限公司 | RO | 2 | 17 February 2020 | 31 July 2020 |
Longrun Financial Group Limited 朗潤金融集團有限公司 | RE | 2 | 07 January 2020 | 17 February 2020 |
Xinhu International Futures (Hong Kong) Co., Limited 新湖國際期貨(香港)有限公司 | RO | 2 | 29 July 2019 | 20 December 2019 |
Xinhu International Futures (Hong Kong) Co., Limited 新湖國際期貨(香港)有限公司 | RE | 2 | 16 May 2016 | 29 July 2019 |