SFC Licences of HOPE Rupert Dickie
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Lazard Asset Management (Hong Kong) Limited | RE | 4 | 11 June 2018 | 12 June 2018 |
| Lazard Asset Management (Hong Kong) Limited | RE | 1 | 11 June 2018 | 12 June 2018 |
| Lazard Asset Management (Hong Kong) Limited | RE | 4 | 13 November 2017 | 14 November 2017 |
| Lazard Asset Management (Hong Kong) Limited | RE | 1 | 13 November 2017 | 14 November 2017 |
| Lazard Asset Management (Hong Kong) Limited | RE | 4 | 22 September 2016 | 26 September 2016 |
| Lazard Asset Management (Hong Kong) Limited | RE | 1 | 22 September 2016 | 26 September 2016 |
| Lazard Asset Management (Hong Kong) Limited | RE | 1 | 17 May 2016 | 21 May 2016 |
| Lazard Asset Management (Hong Kong) Limited | RE | 4 | 17 May 2016 | 21 May 2016 |