SFC Licences of LEE Ho 李浩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 14 November 2023
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 14 November 2023
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 3 16 January 2019 24 October 2023
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 2 16 January 2019 24 October 2023
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 16 January 2019 24 October 2023
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 16 January 2019 24 October 2023
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 16 January 2019 24 October 2023
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融(香港)有限公司 RE 1 16 January 2019 24 October 2023
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 16 January 2019 24 October 2023
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 RE 5 27 February 2018 23 April 2018
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 RE 2 09 February 2018 23 April 2018
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 3 04 September 2017 19 January 2018
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 2 04 September 2017 19 January 2018
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 04 September 2017 19 January 2018
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 14 February 2017 19 January 2018
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 31 May 2016 19 January 2018
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 31 May 2016 19 January 2018