SFC Licences of WU Tsung Hsien 吳宗憲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Ever Fountain Asset Management Limited 恒源資產管理有限公司 | RO | 4 | 14 October 2019 | 28 December 2023 |
| Ever Fountain Asset Management Limited 恒源資產管理有限公司 | RE | 9 | 14 October 2019 | 28 December 2023 |
| Wisdom Asset Management Limited 滙智資產管理有限公司 | RE | 9 | 15 July 2019 | 30 September 2019 |
| Wisdom Asset Management Limited 滙智資產管理有限公司 | RE | 4 | 13 June 2019 | 30 September 2019 |
| Wisdom Asset Management Limited 滙智資產管理有限公司 | RE | 1 | 13 June 2019 | 30 September 2019 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RO | 4 | 31 May 2018 | 11 April 2019 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RO | 1 | 31 May 2018 | 11 April 2019 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 07 March 2018 | 31 May 2018 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 08 June 2016 | 11 April 2019 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 08 June 2016 | 31 May 2018 |