SFC Licences of YIP To Hang 葉韜恒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Capstone Capital Management Limited 頂石資產管理有限公司	RE	9	23 November 2023	26 February 2024
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司	RE	4	02 May 2023	04 June 2023
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司	RE	1	02 May 2023	04 June 2023
Frontier Capital Management Limited 方達資本管理有限公司	RO	9	10 October 2022	08 February 2023
Frontier Capital Management Limited 方達資本管理有限公司	RE	4	23 May 2022	08 February 2023
Frontier Capital Management Limited 方達資本管理有限公司	RE	1	23 May 2022	08 February 2023
Frontier Capital Management Limited 方達資本管理有限公司	RE	9	23 May 2022	10 October 2022
High Nine Asset Management Limited 高九資產管理有限公司	RE	9	05 June 2018	06 April 2022
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司	RE	2	18 January 2018	29 March 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	1	18 January 2018	29 March 2018
Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司	RE	2	07 September 2016	02 January 2018
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司	RE	1	06 July 2016	02 January 2018