SFC Licences of CHAN Chi Shing 陳志成
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Prudential Index Trading Company Limited 信誠期貨有限公司 | RO | 5 | 19 April 2023 | |
| Prudential Index Trading Company Limited 信誠期貨有限公司 | RO | 2 | 23 November 2022 | |
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 9 | 20 October 2022 | |
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 6 | 20 October 2022 | |
| Prudential Index Trading Company Limited 信誠期貨有限公司 | RE | 9 | 20 October 2022 | |
| Prudential Index Trading Company Limited 信誠期貨有限公司 | RE | 2 | 31 July 2018 | 23 November 2022 |
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 20 July 2016 |