SFC Licences of SAIZ NICOLAS Jose Maria
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 22 October 2018 | 26 October 2018 |
| UBS Securities Asia Limited | RE | 4 | 30 June 2016 | 23 July 2016 |