SFC Licences of LAU Chu Kwok 劉儲國
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shanxi Securities International Limited 山證國際證券有限公司 | RE | 1 | 16 March 2017 | 31 October 2019 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 12 September 2016 | 01 March 2017 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 | RE | 1 | 30 June 2016 | 01 September 2016 |