SFC Licences of CHEN Yiu Kwok 陳耀國

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RE 9 07 January 2019 30 November 2022
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RE 2 07 January 2019 30 November 2022
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RE 4 28 July 2016 30 November 2022
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RE 1 28 July 2016 30 November 2022