SFC Licences of YAM Chung Man Joseph 任仲文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shanxi Securities International Capital Limited 山證國際融資有限公司 | RE | 6 | 20 August 2021 | |
| Shanxi Securities International Limited 山證國際證券有限公司 | RE | 1 | 20 August 2021 | |
| SPDB International Capital Limited 浦銀國際融資有限公司 | RE | 6 | 19 January 2018 | 11 September 2019 |
| SPDB International Capital Limited 浦銀國際融資有限公司 | RE | 1 | 19 January 2018 | 11 September 2019 |
| ABCI Capital Limited 農銀國際融資有限公司 | RE | 6 | 27 June 2016 | 24 October 2017 |
| ABCI Capital Limited 農銀國際融資有限公司 | RE | 1 | 27 June 2016 | 24 October 2017 |
| ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 1 | 27 June 2016 | 24 October 2017 |