SFC licenceholder BHS914 XIA Qing 夏青

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 29 March 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities), [9] (Asset Management) 01 November 2018
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE [2] (Dealing in Futures Contracts) 01 November 2018
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE [4] (Advising on Securities) 04 July 2016 22 September 2018