SFC Licences of WENG Xingyu 翁幸妤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 12 October 2017 | 13 December 2017 |
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 4 | 22 August 2017 | 13 December 2017 |
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 22 August 2017 | 13 December 2017 |
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 22 August 2017 | 13 December 2017 |
Minerva Asset Global Investment Capital Limited 嬴環球資產投資有限公司 | RE | 9 | 25 July 2016 | 28 July 2017 |
Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 | RE | 1 | 25 July 2016 | 28 July 2017 |