SFC Licences of YAN Lin 嚴霖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| LSQ Capital Limited | RO | 9 | 23 May 2022 | |
| LSQ Capital Limited | RO | 4 | 23 May 2022 | |
| Green Harmony Capital Limited 紐達資本有限公司 | RO | 9 | 27 August 2021 | 31 March 2022 |
| Green Harmony Securities Limited 紐達證券有限公司 | RO | 4 | 27 August 2021 | 31 March 2022 |
| Dawn Capital Limited 新成資本有限公司 | RO | 9 | 11 July 2019 | 30 June 2021 |
| Dawn Capital Limited 新成資本有限公司 | RE | 9 | 19 December 2016 | 11 July 2019 |