SFC Licences of GREEN Nicholas James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 04 March 2024 | 08 March 2024 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 23 April 2019 | 23 April 2019 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 19 September 2018 | 20 September 2018 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 01 August 2016 | 02 August 2016 |