SFC Licences of XIE Jiaoyue 謝姣岳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
UBS Asset Management (Hong Kong) Limited	RE	4	15 August 2019	23 August 2019
UBS Asset Management (Hong Kong) Limited	RE	1	15 August 2019	23 August 2019
UBS Asset Management (Hong Kong) Limited	RE	4	04 March 2019	20 March 2019
UBS Asset Management (Hong Kong) Limited	RE	1	04 March 2019	20 March 2019
UBS Asset Management (Hong Kong) Limited	RE	4	08 February 2019	22 February 2019
UBS Asset Management (Hong Kong) Limited	RE	1	08 February 2019	22 February 2019
UBS Asset Management (Hong Kong) Limited	RE	4	11 January 2019	18 January 2019
UBS Asset Management (Hong Kong) Limited	RE	1	11 January 2019	18 January 2019
UBS Asset Management (Hong Kong) Limited	RE	4	23 November 2018	30 November 2018
UBS Asset Management (Hong Kong) Limited	RE	1	23 November 2018	30 November 2018
UBS Asset Management (Hong Kong) Limited	RE	4	05 November 2018	09 November 2018
UBS Asset Management (Hong Kong) Limited	RE	1	05 November 2018	09 November 2018
UBS Asset Management (Hong Kong) Limited	RE	4	31 May 2018	06 June 2018
UBS Asset Management (Hong Kong) Limited	RE	1	31 May 2018	06 June 2018
UBS Asset Management (Hong Kong) Limited	RE	4	21 November 2017	24 November 2017
UBS Asset Management (Hong Kong) Limited	RE	1	21 November 2017	24 November 2017
UBS Asset Management (Hong Kong) Limited	RE	4	09 October 2017	13 October 2017
UBS Asset Management (Hong Kong) Limited	RE	1	09 October 2017	13 October 2017
UBS Asset Management (Hong Kong) Limited	RE	4	18 July 2017	20 July 2017
UBS Asset Management (Hong Kong) Limited	RE	1	18 July 2017	20 July 2017
UBS Asset Management (Hong Kong) Limited	RE	4	19 December 2016	23 December 2016
UBS Asset Management (Hong Kong) Limited	RE	1	19 December 2016	23 December 2016
UBS Asset Management (Hong Kong) Limited	RE	4	15 July 2016	22 July 2016
UBS Asset Management (Hong Kong) Limited	RE	1	15 July 2016	22 July 2016