SFC Licences of CHOW Lai Yan 周麗欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 07 April 2020 | |
| Prudential Index Trading Company Limited 信誠期貨有限公司 | RE | 2 | 07 April 2020 | |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 10 March 2017 | 27 March 2020 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 10 March 2017 | 27 March 2020 |
| Wing Fung Futures Limited 永豐期貨有限公司 | RE | 2 | 16 December 2016 | 01 March 2017 |
| Wing Fung Securities Limited 永豐證券有限公司 | RE | 1 | 07 December 2016 | 01 March 2017 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 18 July 2016 | 30 November 2016 |