SFC Licences of GUO Shaoping 郭少平
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 | RO | 2 | 07 March 2022 | |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 | RO | 2 | 07 March 2022 | |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 | RO | 1 | 08 November 2021 | |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 | RE | 1 | 25 October 2021 | 08 November 2021 |
| Huajin Futures (International) Limited 華金期貨(國際)有限公司 | RO | 2 | 24 September 2019 | 10 September 2021 |
| Huajin Securities (International) Limited 華金證券(國際)有限公司 | RO | 1 | 24 September 2019 | 10 September 2021 |
| Huajin Securities (International) Limited 華金證券(國際)有限公司 | RE | 1 | 12 August 2016 | 24 September 2019 |
| Huajin Futures (International) Limited 華金期貨(國際)有限公司 | RE | 2 | 12 August 2016 | 24 September 2019 |