SFC Licences of LI Yuan 李原
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 13 June 2018 | 11 February 2021 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 13 June 2018 | 11 February 2021 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 22 July 2016 | 27 February 2018 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 22 July 2016 | 27 February 2018 |