SFC Licences of WANG Zong 王宗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 4 | 08 October 2019 | |
| ICBC International Futures Limited 工銀國際期貨有限公司 | RE | 2 | 19 June 2018 | |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 19 June 2018 | |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 24 November 2017 | 01 June 2018 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 27 September 2017 | 01 June 2018 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 20 July 2016 | 01 June 2018 |