SFC Licences of BHATIA Rishabh
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Verition Advisors (Hong Kong) Limited | RO | 1 | 02 September 2024 | |
| Privium Fund Management (HK) Limited | RE | 9 | 19 July 2023 | 01 September 2024 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 08 August 2016 | 06 April 2023 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 08 August 2016 | 06 April 2023 |