SFC Licences of NG Ki Fung, Donald 伍其峰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 4 | 16 June 2022 | 04 November 2023 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 12 May 2022 | 04 November 2023 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 17 March 2021 | 13 January 2022 |
OnePlatform Securities Limited 環一證券有限公司 | RE | 4 | 23 July 2018 | 03 March 2021 |
OnePlatform Securities Limited 環一證券有限公司 | RE | 1 | 23 July 2018 | 03 March 2021 |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 4 | 13 February 2017 | 23 June 2018 |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 13 February 2017 | 23 June 2018 |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 4 | 31 August 2016 | 12 February 2017 |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 31 August 2016 | 12 February 2017 |