SFC Licences of NG Siu Him 吳兆謙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CASH Asset Management Limited 時富資產管理有限公司 | RE | 9 | 21 April 2017 | 20 October 2017 |
| Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 01 August 2016 | 20 October 2017 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 01 August 2016 | 20 October 2017 |