SFC Licences of WONG Kwok Sing 黃國昇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Topaz Financial Group Limited 瑭明金融集團有限公司 | RE | 1 | 09 March 2021 | 23 July 2021 |
PC Securities Limited 寶鉅證券有限公司 | RE | 1 | 11 November 2019 | 15 September 2020 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 05 September 2016 | 19 January 2019 |