SFC Licences of LI Zhuoning 李卓凝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 6 | 26 June 2018 | 14 March 2020 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 26 June 2018 | 14 March 2020 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 6 | 18 January 2017 | 18 May 2018 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 1 | 18 January 2017 | 18 May 2018 |
| orientiert XYZ Securities Limited | RE | 4 | 07 September 2016 | 31 October 2016 |
| orientiert XYZ Securities Limited | RE | 1 | 07 September 2016 | 31 October 2016 |